Michael Jeffrey Otto

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2019 → 03/2022
  Nylife Securities Llc
  Northampton, MA
• 10/2018 → 07/2020
  Ostberg & Assoc Fin Svcs & Ins
  Northampton, MA
• 11/2017 → 03/2019
  Callaway Golf
  Chicopee, MA
• 05/2017 → 11/2017
  Unemployed
  Belchertown, MA
• 08/2002 → 05/2017
  Pelican Products
  South Deerfield, MA
• 04/2019 → 04/2020
  Bete Fog Nozzle
  Greenfield, MA
• 08/2019 → 03/2022
  Eagle Strategies Llc
  Northampton, MA
• 07/2020 → 03/2022
  Ostberg & Associates Financial Services And Insurance
  Northampton, MA
• 03/2022 → Present
  Ameriprise Financial Services, Llc
  South Hadley, MA

Previous Registrations

• 2019-08-13 → 2022-03-31
  Eagle Strategies Llc
  Northampton, MA

Other Businesses

Business Ownership; SRD Operations, LLC; Co-owner; Manage Ameriprise Business; 551 Newton St., , South Hadley, MA, 01075; Investment-Related; 11/12/2019; 20 to 39 hours per month; 20 to 39 during trading hours. Outside Employment; SRD Operations, LLC; Co-owner; Manage advisory business; 551 Newton St., , South Hadley, MA, 01075; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-08-03

Other Names

• Michael Otto
• Mike Jeffrey Otto
• Mike Otto
• Michael J. Otto
• Mike J. Otto