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Current Employers
Endowment Wealth Management, Inc.

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-22
WI RA APPROVED 2018-09-14
  • TX RA
    APPROVED
    Since 2024-02-22
  • WI RA
    APPROVED
    Since 2018-09-14

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Etf Model Solutions, Llc

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-22
WI RA APPROVED 2018-09-14
  • TX RA
    APPROVED
    Since 2024-02-22
  • WI RA
    APPROVED
    Since 2018-09-14

Branch Locations

W6272 Communication Court, Appleton, WI 54914-8531 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Wisconsin-Madison Madison WI 01/2017 05/2018
Endowment Wealth Management, Inc. Appleton WI 12/2016 Present
University Of Wisconsin-Madison Madison WI 09/2014 05/2018
Etf Model Solutions, Llc Appleton WI 12/2016 Present
Other Businesses

12/2016 TO PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT- RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. MOORE'S TITLE AT EWM IS WEALTH ADVISOR. MR. MOORE IS AN INVESTMENT ADVISER REPRESENTATIVE WITH EWM. MR. MOORE DEVOTES APROXIMATELY 150 HOURS PER MONTH TO HIS ROLE WITH EWM, ABOUT 120 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. MOORE CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 12/2016 TO PRESENT: ETF MODEL SOLUTIONS, LLC. ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. MOORE'S TITLE AT ETFMS IS ADVISER. MR. MOORE IS AN INVESTMENT ADVISER REPRESENTATIVE WITH ETFMS. MR. MOORE DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO HIS ROLE WITH ETFMS, MOST OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR MOORE CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES ACTIVITIES IN HIS ROLE AT ETFMS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-14
S66 Uniform Combined State Law Examination 2017-02-09
  • S65 Uniform Investment Adviser Law Examination
    2018-09-14
  • S66 Uniform Combined State Law Examination
    2017-02-09
Designations

View on SEC IAPD

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