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W6272 Communication Court, Appleton, WI 54914-8531 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-22 |
| WI | RA | APPROVED | 2018-09-14 |
Branch Locations
W6272 Communication Court, Appleton, WI 54914-8531 • United States
W6272 Communication Court, Appleton, WI 54914-8531 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-22 |
| WI | RA | APPROVED | 2018-09-14 |
Branch Locations
W6272 Communication Court, Appleton, WI 54914-8531 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Wisconsin-Madison | Madison | WI | 01/2017 | 05/2018 |
| Endowment Wealth Management, Inc. | Appleton | WI | 12/2016 | Present |
| University Of Wisconsin-Madison | Madison | WI | 09/2014 | 05/2018 |
| Etf Model Solutions, Llc | Appleton | WI | 12/2016 | Present |
12/2016 TO PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT- RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. MOORE'S TITLE AT EWM IS WEALTH ADVISOR. MR. MOORE IS AN INVESTMENT ADVISER REPRESENTATIVE WITH EWM. MR. MOORE DEVOTES APROXIMATELY 150 HOURS PER MONTH TO HIS ROLE WITH EWM, ABOUT 120 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. MOORE CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 12/2016 TO PRESENT: ETF MODEL SOLUTIONS, LLC. ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. MOORE'S TITLE AT ETFMS IS ADVISER. MR. MOORE IS AN INVESTMENT ADVISER REPRESENTATIVE WITH ETFMS. MR. MOORE DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO HIS ROLE WITH ETFMS, MOST OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR MOORE CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES ACTIVITIES IN HIS ROLE AT ETFMS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-14 |
| S66 | Uniform Combined State Law Examination | 2017-02-09 |
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