Samuel Benjamin Moore

Employer firm

Endowment Wealth Management, Inc. CRD 108652

$609M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2017 → 05/2018
  University Of Wisconsin-Madison
  Madison, WI
• 12/2016 → Present
  Endowment Wealth Management, Inc.
  Appleton, WI
• 09/2014 → 05/2018
  University Of Wisconsin-Madison
  Madison, WI
• 12/2016 → Present
  Etf Model Solutions, Llc
  Appleton, WI

Other Businesses

12/2016 TO PRESENT: ENDOWMENT WEALTH MANAGEMENT, INC. ("EWM"). EWM IS AN INVESTMENT- RELATED BUSINESS. EWM IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. EWM IS A SEC-REGISTERED INVESTMENT ADVISER. EWM IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH ETF MODEL SOLUTIONS, LLC ("ETFMS"). MR. MOORE'S TITLE AT EWM IS WEALTH ADVISOR. MR. MOORE IS AN INVESTMENT ADVISER REPRESENTATIVE WITH EWM. MR. MOORE DEVOTES APROXIMATELY 150 HOURS PER MONTH TO HIS ROLE WITH EWM, ABOUT 120 OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR. MOORE CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY ACTIVITIES IN HIS ROLE AT EWM. 12/2016 TO PRESENT: ETF MODEL SOLUTIONS, LLC. ("ETFMS"). ETFMS IS AN INVESTMENT-RELATED BUSINESS. ETFMS IS LOCATED AT W6272 COMMUNICATIONS COURT, APPLETON, WI 54914. ETFMS IS A SEC-REGISTERED INVESTMENT ADVISER. ETFMS IS UNDER COMMON OWNERSHIP AND SHARES HEADQUARTERS WITH EWM. MR. MOORE'S TITLE AT ETFMS IS ADVISER. MR. MOORE IS AN INVESTMENT ADVISER REPRESENTATIVE WITH ETFMS. MR. MOORE DEVOTES APPROXIMATELY 10 HOURS PER MONTH TO HIS ROLE WITH ETFMS, MOST OF WHICH ARE DURING NORMAL SECURITIES TRADING HOURS. MR MOORE CONDUCTS FINANCIAL PLANNING AND INVESTMENT ADVISORY SERVICES ACTIVITIES IN HIS ROLE AT ETFMS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-14
• S66 Uniform Combined State Law Examination
  2017-02-09

Designations

• Certified Financial Planner