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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2019-04-02
  • HI RA
    APPROVED
    Since 2019-04-02

Branch Locations

220 S King Street 20Th Floor, Honolulu, HI 96813 • United States

75-1010 Henry St, Kailua Kona, HI 96740 • United States

525 Kilauea Ave, Hilo, HI 96720 • United States

220 South King St, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Central Pacific Bank Honolulu HI 08/2018 Present
American Savings Bank Honolulu HI 03/2015 07/2018
Lpl Financial Llc Honolulu HI 08/2018 Present
  • 08/2018 → Present
    Central Pacific Bank
    Honolulu, HI
  • 03/2015 → 07/2018
    American Savings Bank
    Honolulu, HI
  • 08/2018 → Present
    Honolulu, HI
Other Businesses

1. 10/15/2018 - Central Pacific Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 8/3/2021 - CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/10/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-30
  • S66 Uniform Combined State Law Examination
    2019-03-30

View on SEC IAPD

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