Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2019-04-02 |
Branch Locations
220 S King Street 20Th Floor, Honolulu, HI 96813 • United States
75-1010 Henry St, Kailua Kona, HI 96740 • United States
525 Kilauea Ave, Hilo, HI 96720 • United States
220 South King St, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Pacific Bank | Honolulu | HI | 08/2018 | Present |
| American Savings Bank | Honolulu | HI | 03/2015 | 07/2018 |
| Lpl Financial Llc | Honolulu | HI | 08/2018 | Present |
1. 10/15/2018 - Central Pacific Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 8/3/2021 - CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/10/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-30 |
Reach out to this advisor