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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| At And T | Plano | TX | 11/2018 | 01/2023 |
| Insys Consulting Services | Rochelle Park | NJ | 05/2017 | 11/2018 |
| Cognizant Technology Services Inc | College Station | TX | 12/2015 | 05/2017 |
| Skyvision Insurance Agency | San Marino | CA | 10/2020 | 07/2021 |
| World Financial Group | Plano | TX | 11/2017 | 02/2018 |
| Globalink Securities | Pasadena | CA | 03/2020 | 07/2021 |
| Transamerica Financial Advisors | Plano | TX | 08/2019 | 12/2022 |
| Transglobal Advisory Llc | Monrovia | CA | 08/2019 | 12/2022 |
| Madura Enterprises Inc | Mckinney | TX | 10/2014 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2023 | 06/2024 |
| Northwestern Mutual Investment Services Llc | Waukesha | WI | 04/2022 | 06/2024 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 07/2022 | 06/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mckinney | TX | 06/2024 | Present |
| Bank Of America, N.A. | Mckinney | TX | 07/2024 | Present |
I*1895334, Entity Type, Entity for Profit, Name of OBA: Madura Enterprises Inc, Address: McKinney, TX, 75070, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 10/03/2014, No Hours: 0, No Hours during trading: 0, Duties: Involved in selling religious(Hindu religion) items made of brass and other materials mainly used for prayers and other religious ceremonies. Currently No business activity and trying to dispose or sell the inventory. Nothing related to securities and other investments. A property land is tied to this business entity; trying to sell the land and so not able to close the business. Name of the other businessNotary Public ServicesWhether the business is investment-relatedNoAddress of the other business McKinney, TXNature of the other businessNotary servicesYour positionNotary PublicTitle, or relationship with the other businessNotary PublicStart date of your relationship02/16/2024Approximate number of hours/month you devote to the other business2Number of hours you devote to the other business during securities trading hours0Briefly describe your duties relating to the other businessNotary public servicesI*1895337, Entity Type,For Profit Name of OBA:Muralidharan George Address:McKinney,Texas,75070 Investment Related: noPosition, Title, Association: OwnerEmployee Start Date:05/01/2024 No Hours: 1 monthlyNo Hours during trading: 0Duties:Occasionally renting rooms in my home thru Airbnb. I*1925269, Entity Type, Entity for Profit, Name of OBA: Property - Land on company name - Madura Enterprises Inc, Address: Gordonville, TX, 76245, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 08/02/2021, No Hours: 0, No Hours during trading: 0, Duties: This is a piece of empty land for building houses, I bought as an investment property land in Rock Creek Resorts and sell it later - after a few years when the price goes up. This property has been bought in the company name, Madura Enterprises Inc (EIN: 47-2016350). This is not investment - securities related business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2018-12-29 |
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