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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-12-03
  • NC RA
    APPROVED
    Since 2018-12-03

Branch Locations

3334 Hillsborough St, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Inc. Fairfield IA 08/2018 Present
Duke Lazzara Development, Llc Apex NC 12/2017 05/2018
Lindsey, Lindsey & Mueller Cpa's Raleigh NC 01/2013 12/2017
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2018 Present
  • 08/2018 → Present
    Cambridge Investment Inc.
    Fairfield, IA
  • 12/2017 → 05/2018
    Duke Lazzara Development, Llc
    Apex, NC
  • 01/2013 → 12/2017
    Lindsey, Lindsey & Mueller Cpa's
    Raleigh, NC
  • 12/2018 → Present
    Fairfield, IA
Other Businesses

1.Lindsey, Lindsey & Mueller CPA's 5811 Glenwood Ave Ste 200, Raleigh NC 27613, 1/2011 AS ACCOUNTANT PROVIDING TAX PREPARATION. NIR - 60/MO - 5/TRADING. 2.RENTAL PROPERTY CO-OWNER, GREENVILLE, NC 1/2013. NIR - 2/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.INDEPENDENT INSURANCE AGENT, 3334 HILLSBOROUGH ST, RALEIGH, NC, 12/2018 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 40/YR - 1/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-16
  • S66 Uniform Combined State Law Examination
    2018-10-16

View on SEC IAPD

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