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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-23
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-23
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

277 Park Ave., Fl 36, New York, NY 10172 • United States

35 E. 72Nd St., New York, NY 10021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 10/2012 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2012 Present
Previous Registrations
  • 2010-12-09 → 2012-10-01
    Chase Investment Services Corp.
    New York, NY
  • 2008-07-15 → 2010-11-17
    St Louis, MO
    Morris Plains, NJ
    Mt. Arlington, NJ
Other Businesses

Entity Name: Cub Scout Pack 124 Investment related: No Address: The address for the organization is the Madison Community House: 25 Cook Ave Madison, NJ 07940 No website Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 11/15/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Treasurer of Cub Scout Pack (non-profit). This is a volunteer, non-paid position. The role includes collecting annual dues, collecting funds from fundraisers, and paying any expenses. Any financial services is limited to receiving dues and paying expenses. No investment or financial advice is needed/provided. There is no direct connection to JPMC. Less than 1 hour per week is needed for this role.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-11
S63 Uniform Securities Agent State Law Examination 2006-01-13
  • S66 Uniform Combined State Law Examination
    2008-07-11
  • S63 Uniform Securities Agent State Law Examination
    2006-01-13

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