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Hsin Yi Vivian Yi Hsieh

Charles Schwab & Co., Inc.

Cupertino, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-08-12
  • CA RA
    APPROVED
    Since 2022-08-12

Branch Locations

19499 Stevens Creek Blvd Suite 100, Cupertino, CA 95014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Borelli Investment Company San Jose CA 06/2017 07/2018
Robert Half San Jose CA 04/2017 06/2017
Robert Half San Jose CA 12/2016 02/2017
Target San Jose CA 06/2016 10/2016
Charles Schwab & Co., Inc. Cupertino CA 07/2018 05/2021
Morgan Stanley Cupertino CA 05/2021 11/2021
Unemployed San Jose CA 11/2021 05/2022
Td Ameritrade Cupertino CA 04/2022 12/2023
Unemployed San Jose CA 02/2017 04/2017
Unemployed Cupertino CA 10/2016 11/2016
Charles Schwab & Co., Inc. Cupertino CA 08/2022 Present
Charles Schwab Bank, Ssb Cupertino CA 11/2023 Present
  • 06/2017 → 07/2018
    Borelli Investment Company
    San Jose, CA
  • 04/2017 → 06/2017
    Robert Half
    San Jose, CA
  • 12/2016 → 02/2017
    Robert Half
    San Jose, CA
  • 06/2016 → 10/2016
    Target
    San Jose, CA
  • 07/2018 → 05/2021
    Charles Schwab & Co., Inc.
    Cupertino, CA
  • 05/2021 → 11/2021
    Morgan Stanley
    Cupertino, CA
  • 11/2021 → 05/2022
    Unemployed
    San Jose, CA
  • 04/2022 → 12/2023
    Td Ameritrade
    Cupertino, CA
  • 02/2017 → 04/2017
    Unemployed
    San Jose, CA
  • 10/2016 → 11/2016
    Unemployed
    Cupertino, CA
  • 08/2022 → Present
    Charles Schwab & Co., Inc.
    Cupertino, CA
  • 11/2023 → Present
    Charles Schwab Bank, Ssb
    Cupertino, CA
Previous Registrations
  • 2022-06-23 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Cupertino, CA
  • 2022-06-23 → 2022-10-14
    Td Ameritrade, Inc.
    Cupertino, CA
  • 2021-05-28 → 2021-11-30
    Morgan Stanley
    Cupertino, CA
  • 2018-11-15 → 2021-05-19
    Charles Schwab & Co., Inc.
    Cupertino, CA
    Sunnyvale, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-15
  • S66 Uniform Combined State Law Examination
    2018-11-15
Other Names
  • Vivian Hsieh
  • Hsin Yi Vivian Hsieh
  • Vivian Hsieh
  • Hsinyivivian Hsieh
  • Hsin Yi Hsieh

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CUPERTINO, CA
CITIGROUP GLOBAL MARKETS INC. · CUPERTINO, CA
EVEREST PRIVATE WEALTH · CUPERTINO, CA
AIMTOP ADVISORS, LLC · CUPERTINO, CA
AKRISH FINANCIAL ADVISORY · CUPERTINO, CA
FV ADVISORS LLC · CUPERTINO, CA
MINOVA CAPITAL LLC · CUPERTINO, CA
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