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Hector Garcia Aguilar

Ameriprise Financial Services, LLC

Boca Raton, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-28
TX RA APPROVED 2025-10-27
  • FL RA
    APPROVED
    Since 2025-10-28
  • TX RA
    APPROVED
    Since 2025-10-27

Branch Locations

5200 Town Center Cir Ste 600, Boca Raton, FL 33486-1045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scotia Wealth Management Irapuato 11/2015 07/2017
Unemployed Miami FL 08/2017 07/2018
Oppenheimer & Co. Inc Boca Raton FL 08/2018 10/2025
Ameriprise Financial Services, Llc Boca Raton FL 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-14
  • S66 Uniform Combined State Law Examination
    2018-09-14
Designations

View on SEC IAPD

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Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL

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