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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2020-06-05 |
| TX | RA | APPROVED | 2020-06-05 |
Branch Locations
55 East 52Nd Street 28Th Floor, New York, NY 10055 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2016 | 06/2020 |
| Hsbc Securities (Usa) Inc. | New York | NY | 08/2016 | 06/2020 |
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2020 | Present |
*463441 - LAJ Holdings LLC; Investment related - Yes; Staten Island, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 0; Property Management *537021- Trust; Investment related-Yes; Staten Island, New York; 07/2016; During business hours: 1; After business hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-31 |
| S66 | Uniform Combined State Law Examination | 2005-06-14 |
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