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305 Spindrift Drive, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-08 |
Branch Locations
305 Spindrift Drive, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rolite Manufacturing | Lancaster | NY | 10/2017 | 05/2018 |
| River City Rascals Baseball | O'FAllon | MO | 06/2017 | 07/2017 |
| Pruco Securities, Llc | Amherst | NY | 05/2018 | 07/2019 |
| Seattle Mariners Organization | Seattle | WA | 06/2014 | 04/2017 |
| Liaison International | Amherst | NY | 04/2016 | 10/2017 |
| Niagara University | Niagara University | NY | 05/2018 | 07/2018 |
| The Prudential Insurance Company Of America | Amherst | NY | 10/2018 | 07/2019 |
| Peak Brokerage Services, Llc | Jupiter | FL | 07/2019 | Present |
| Blackridge Asset Management, Llc | Jupiter | NY | 07/2019 | 01/2025 |
| Independent Solutions Wealth Management, Llc | Williamsville | NY | 01/2025 | Present |
1) Independent Solutions Wealth Management, LLC; IAR; Financial professional; Offer advisory services to clients; Start Date: 01/25 Approx. Number of Hours Spent On Activity Per Month: 50; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 40 2) Queen City Financial Group; Financial Professional; Offer Insurance Services To Clients: Start Date: 08/2019; Approx. Number of Hours Spent On Activity Per Month: 80; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 60 3) The Financial Guys; Financial Professional; Offer Insurance Services To Clients: Start Date: 08/2019; Approx. Number of Hours Spent On Activity Per Month: 80; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 60 4) Access Planning Services, Inc.; Wealth Manager's Offer Financial Services to Clients; Start Date: 9/20; Approx. Number of Hours Spent On Activity Per Month: 80; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 60 5) Business Activity: Baseball Pitching Lessons; Business Entity: All-In-Sports; Address: Cheektowaga; Duties: Baseball Lessons; Title: Pitching Coach; Start Date: 1/2022; Approx. # of hours per month spent on activity: 10-20; Approx. # of hours spent during trading hours: 0 6) DBA - Pierce Financial; Financial Services; Williamsville, NY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-15 |
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