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Current Employers
Independent Solutions Wealth Management, Llc

305 Spindrift Drive, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-01-08
  • NY RA
    APPROVED
    Since 2025-01-08

Branch Locations

305 Spindrift Drive, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rolite Manufacturing Lancaster NY 10/2017 05/2018
River City Rascals Baseball O'FAllon MO 06/2017 07/2017
Pruco Securities, Llc Amherst NY 05/2018 07/2019
Seattle Mariners Organization Seattle WA 06/2014 04/2017
Liaison International Amherst NY 04/2016 10/2017
Niagara University Niagara University NY 05/2018 07/2018
The Prudential Insurance Company Of America Amherst NY 10/2018 07/2019
Peak Brokerage Services, Llc Jupiter FL 07/2019 Present
Blackridge Asset Management, Llc Jupiter NY 07/2019 01/2025
Independent Solutions Wealth Management, Llc Williamsville NY 01/2025 Present
  • 10/2017 → 05/2018
    Rolite Manufacturing
    Lancaster, NY
  • 06/2017 → 07/2017
    River City Rascals Baseball
    O'FAllon, MO
  • 05/2018 → 07/2019
    Pruco Securities, Llc
    Amherst, NY
  • 06/2014 → 04/2017
    Seattle Mariners Organization
    Seattle, WA
  • 04/2016 → 10/2017
    Liaison International
    Amherst, NY
  • 05/2018 → 07/2018
    Niagara University
    Niagara University, NY
  • 10/2018 → 07/2019
    The Prudential Insurance Company Of America
    Amherst, NY
  • 07/2019 → Present
    Peak Brokerage Services, Llc
    Jupiter, FL
  • 07/2019 → 01/2025
    Jupiter, NY
  • 01/2025 → Present
    Williamsville, NY
Previous Registrations
Other Businesses

1) Independent Solutions Wealth Management, LLC; IAR; Financial professional; Offer advisory services to clients; Start Date: 01/25 Approx. Number of Hours Spent On Activity Per Month: 50; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 40 2) Queen City Financial Group; Financial Professional; Offer Insurance Services To Clients: Start Date: 08/2019; Approx. Number of Hours Spent On Activity Per Month: 80; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 60 3) The Financial Guys; Financial Professional; Offer Insurance Services To Clients: Start Date: 08/2019; Approx. Number of Hours Spent On Activity Per Month: 80; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 60 4) Access Planning Services, Inc.; Wealth Manager's Offer Financial Services to Clients; Start Date: 9/20; Approx. Number of Hours Spent On Activity Per Month: 80; Approx. Number Of Hours Spent On Activity Per Month During Trading Hours: 60 5) Business Activity: Baseball Pitching Lessons; Business Entity: All-In-Sports; Address: Cheektowaga; Duties: Baseball Lessons; Title: Pitching Coach; Start Date: 1/2022; Approx. # of hours per month spent on activity: 10-20; Approx. # of hours spent during trading hours: 0 6) DBA - Pierce Financial; Financial Services; Williamsville, NY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-13
S63 Uniform Securities Agent State Law Examination 2018-10-15
  • S65 Uniform Investment Adviser Law Examination
    2019-11-13
  • S63 Uniform Securities Agent State Law Examination
    2018-10-15

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