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Benjamin Adam Simes

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-12
NY RA APPROVED 2021-07-23
NJ RA APPROVED 2021-03-11
  • TX RA
    APPROVED
    Since 2025-09-12
  • NY RA
    APPROVED
    Since 2021-07-23
  • NJ RA
    APPROVED
    Since 2021-03-11

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc New York NY 10/2020 Present
Indiana University Bloomington IN 08/2016 05/2020
Unemployed Greenwich CT 05/2020 10/2020
Wells Fargo New York City NY 07/2018 08/2018
  • 10/2020 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
  • 08/2016 → 05/2020
    Indiana University
    Bloomington, IN
  • 05/2020 → 10/2020
    Unemployed
    Greenwich, CT
  • 07/2018 → 08/2018
    Wells Fargo
    New York City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-10
  • S66 Uniform Combined State Law Examination
    2021-03-10
Other Names
  • Ben Simes
  • Benjamin Simes

View on SEC IAPD

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