Julia L Sims

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-03-31
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Deutsche Bank Securites Inc.	New York	NY	07/2018	03/2020
Baxter Healthcare	Deerfield	IL	05/2017	08/2017
Miami University	Oxford	OH	08/2015	05/2018
Deutsche Bank Trust Company Americas (Affiliate Of Dbsi)	New York	NY	03/2019	03/2020
Ubs Financial Services Inc.	Weehawken	NJ	03/2020	03/2025
Morgan Stanley Smith Barney Llc	New York	NY	03/2025	Present

07/2018 → 03/2020

Deutsche Bank Securites Inc.

New York, NY
05/2017 → 08/2017

Baxter Healthcare

Deerfield, IL
08/2015 → 05/2018

Miami University

Oxford, OH
03/2019 → 03/2020

Deutsche Bank Trust Company Americas (Affiliate Of Dbsi)

New York, NY
03/2020 → 03/2025

Ubs Financial Services Inc.

Weehawken, NJ
03/2025 → Present

Morgan Stanley Smith Barney Llc

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-11
S63	Uniform Securities Agent State Law Examination	2018-11-07

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