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11555 N. Meridian St. Suite 560, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-12-23 |
Branch Locations
11555 N. Meridian St. Suite 560, Carmel, IN 46032 • United States
317 State Street, Guthrie Center, IA 50115 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-12-19 |
Branch Locations
11555 N Meridian Street Suite 560, Carmel, IN 46032 • United States
317 State Street, Guthrie Center, IA 50115 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Wealth Management, Inc. | Guthrie Center | IA | 11/2024 | Present |
| Crown Haven Wealth Advisors | Carmel | IN | 10/2024 | Present |
| Powerhome Solar | Raleigh | NC | 09/2021 | 03/2022 |
| Capital Financial Advisory Group | Apex | NC | 03/2022 | 10/2024 |
| Family First Life Insurance | Raleigh | NC | 01/2021 | 09/2021 |
| North American Senior Benefits | Raleigh | NC | 01/2019 | 01/2021 |
| New York Life Insurance | Raleigh | NC | 08/2018 | 01/2019 |
| Wake Forest University | Winston-Salen | NC | 07/2013 | 08/2018 |
1.) Insurance; Investment-related; Carmel, IN; Insurance Agent, Start Date 11/2024, Approximately 112 hours/month devoted to this business with all hours/month devoted during securities trading hours. ~ 2.) Aegis Wealth Management, Inc.; Investment-related; Guthrie Center, IA; RIA; Investment Advisor Representative; Start: 11/2024; Approximately 32 hours/month devoted to this business with all hours/month devoted during securities trading hours. ~ 3.) Crown Haven Wealth Advisors; Investment- related; Carmel, IN; RIA; Vice President of Advisory Services, Insurance Agent, IAR; Start date: 10/2024; Approximately 16 hours/month devoted to this business with all hours/month devoted during securities trading hours. ~
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-07 |
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