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Current Employers
Crown Haven Wealth Management

11555 N. Meridian St. Suite 560, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-23
  • IN RA
    APPROVED
    Since 2024-12-23

Branch Locations

11555 N. Meridian St. Suite 560, Carmel, IN 46032 • United States

Aegis Wealth Management, Inc.

317 State Street, Guthrie Center, IA 50115 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-12-19
  • IN RA
    APPROVED
    Since 2024-12-19

Branch Locations

11555 N Meridian Street Suite 560, Carmel, IN 46032 • United States

317 State Street, Guthrie Center, IA 50115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aegis Wealth Management, Inc. Guthrie Center IA 11/2024 Present
Crown Haven Wealth Advisors Carmel IN 10/2024 Present
Powerhome Solar Raleigh NC 09/2021 03/2022
Capital Financial Advisory Group Apex NC 03/2022 10/2024
Family First Life Insurance Raleigh NC 01/2021 09/2021
North American Senior Benefits Raleigh NC 01/2019 01/2021
New York Life Insurance Raleigh NC 08/2018 01/2019
Wake Forest University Winston-Salen NC 07/2013 08/2018
  • 11/2024 → Present
    Guthrie Center, IA
  • 10/2024 → Present
    Crown Haven Wealth Advisors
    Carmel, IN
  • 09/2021 → 03/2022
    Powerhome Solar
    Raleigh, NC
  • 03/2022 → 10/2024
    Capital Financial Advisory Group
    Apex, NC
  • 01/2021 → 09/2021
    Family First Life Insurance
    Raleigh, NC
  • 01/2019 → 01/2021
    North American Senior Benefits
    Raleigh, NC
  • 08/2018 → 01/2019
    New York Life Insurance
    Raleigh, NC
  • 07/2013 → 08/2018
    Wake Forest University
    Winston-Salen, NC
Other Businesses

1.) Insurance; Investment-related; Carmel, IN; Insurance Agent, Start Date 11/2024, Approximately 112 hours/month devoted to this business with all hours/month devoted during securities trading hours. ~ 2.) Aegis Wealth Management, Inc.; Investment-related; Guthrie Center, IA; RIA; Investment Advisor Representative; Start: 11/2024; Approximately 32 hours/month devoted to this business with all hours/month devoted during securities trading hours. ~ 3.) Crown Haven Wealth Advisors; Investment- related; Carmel, IN; RIA; Vice President of Advisory Services, Insurance Agent, IAR; Start date: 10/2024; Approximately 16 hours/month devoted to this business with all hours/month devoted during securities trading hours. ~

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-10-07
  • S65 Uniform Investment Adviser Law Examination
    2024-10-07

View on SEC IAPD

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