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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-05-12 |
| TX | RA | APPROVED_RES | 2026-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2018 | 02/2026 |
| Unemployed | Bella Vista | AR | 07/2017 | 08/2018 |
| Nielsen | Bentonville | AR | 04/2014 | 07/2017 |
| Unemployed | Walton | KY | 02/2026 | 05/2026 |
| Lpl Financial Llc | Dry Ridge | KY | 05/2026 | Present |
1. 05/2026 - Evergreen Asset Management- DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 120 Hour(s) During Trading - At Reported Business Location (s) - OBA Start Date: 5/7/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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