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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2026-01-21 |
| TX | RA | APPROVED_RES | 2023-11-02 |
Branch Locations
1408 N. Main Street, Williamstown, KY 41097 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E. Thomas & Associates Inc. | Williamstown | KY | 01/1994 | Present |
| Securities America Inc | Williamstown | KY | 06/2014 | Present |
| Securities America Advisors | Williamstown | KY | 06/2014 | Present |
| Arbor Point Advisors | Williamstown | KY | 08/2017 | Present |
| Rfg Advisory, Llc | Williamstown | KY | 01/2019 | Present |
E THOMAS & ASSOCIATES INC (E T A) - DBA E THOMAS & ASSOCIATES INC (E T A) POSITION: Manager NATURE: Tax, Accounting, Business Services INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 03/01/1993 ADDRESS: 1408 N Main St, Williamstown KY 41097, United States DESCRIPTION: Tax Planning & forms preparation for indivduals and small businesses. Business start-up services, business planning and loan proposals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-28 |
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