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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-02-12 |
Branch Locations
1116 Fashion Ridge Rd, Dry Ridge, KY 41035 • United States
Williamstown, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Cincinnati | OH | 01/2017 | 04/2019 |
| Unemployed | Dry Ridge | OH | 04/2016 | 12/2016 |
| Edward Jones | St. Louis | MO | 09/2019 | 12/2023 |
| Unemployed | Dry Ridge | KY | 05/2019 | 08/2019 |
| Lpl Financial | Dry Ridge | KY | 02/2024 | Present |
1- 01/2024 / Evergreen Asset Management / DBA for LPL Business (entity for LPL business) / Investment Related / 1600 hrs mnth / 8 hrs during trading / start date 01/30/2024 2- 01/2024 / Rental / Real Estate Rental / Investment Related / 1 hrs mnth / start date 12/21/2023 3- 01/2024 / MLS farms / Farm / Non Investment Related / 10 hrs mnth / start date 03/01/2006
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-11 |
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