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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2024-10-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank, National Association | Walton | KY | 03/2022 | Present |
| Rocket Mortgage, Llc | Detroit | MI | 10/2021 | 01/2022 |
| Charter Spectrum | Edgewood | KY | 05/2021 | 10/2021 |
| Ruoff Mortgage Company Inc | Cincinnati | OH | 04/2021 | 08/2021 |
| Performance Kings Honda | Cincinnati | OH | 08/2020 | 02/2021 |
| Kenwood Dealer Group | Cincinnati | OH | 03/2016 | 08/2020 |
| Tmk Ipsco | Wilder | KY | 07/2013 | 06/2017 |
| Fifth Third Securities | Walton | KY | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2024-08-22 |
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