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Esther Hanon

Ubs Financial Services Inc.

New York, NY

CRD 6995563

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-28
  • NY RA
    APPROVED
    Since 2026-04-28

Branch Locations

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 10/2020 Present
Family Management Corporation New York NY 06/2019 08/2019
Three Keys Capital Advisors, Llc New York NY 07/2016 09/2016
Ubs Financial Services Inc. New York NY 07/2018 01/2019
I Know First: Daily Market Forecast Tel Aviv 03/2018 06/2018
Unemployed (Student In College) Brooklyn NY 10/2016 03/2018
Unemployed Brooklyn NY 01/2019 05/2019
Unemployed Brooklyn NY 09/2019 09/2020
  • 10/2020 → Present
    Ubs Financial Services Inc.
    New York, NY
  • 06/2019 → 08/2019
    Family Management Corporation
    New York, NY
  • 07/2016 → 09/2016
    Three Keys Capital Advisors, Llc
    New York, NY
  • 07/2018 → 01/2019
    Ubs Financial Services Inc.
    New York, NY
  • 03/2018 → 06/2018
    I Know First: Daily Market Forecast
    Tel Aviv
  • 10/2016 → 03/2018
    Unemployed (Student In College)
    Brooklyn, NY
  • 01/2019 → 05/2019
    Unemployed
    Brooklyn, NY
  • 09/2019 → 09/2020
    Unemployed
    Brooklyn, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-28
  • S66 Uniform Combined State Law Examination
    2026-04-28
Other Names
  • Esther Schrem

View on SEC IAPD

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