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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-15
LA RA APPROVED 2024-09-17
  • TX RA
    APPROVED
    Since 2024-10-15
  • LA RA
    APPROVED
    Since 2024-09-17

Branch Locations

670 Albemarle Dr Ste 401, Shreveport, LA 71106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Shreveport LA 07/2018 Present
Matco Heating & Air Fort Worth TX 02/2018 07/2018
Pratt Industries Shreveport LA 04/2017 01/2018
Student Shreveport LA 10/2012 04/2017
  • 07/2018 → Present
    Shreveport, LA
  • 02/2018 → 07/2018
    Matco Heating & Air
    Fort Worth, TX
  • 04/2017 → 01/2018
    Pratt Industries
    Shreveport, LA
  • 10/2012 → 04/2017
    Student
    Shreveport, LA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-08-30
S65 Uniform Investment Adviser Law Examination 2024-08-16
  • S63 Uniform Securities Agent State Law Examination
    2024-08-30
  • S65 Uniform Investment Adviser Law Examination
    2024-08-16
Other Names
  • Tim Yelverton

View on SEC IAPD

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