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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-10
  • TX RA
    APPROVED
    Since 2022-05-10

Branch Locations

6950 Tpc Dr, Mckinney, TX 75070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Dallas TX 04/2019 04/2022
Mml Investors Services, Llc Dallas TX 08/2019 04/2022
La Hacienda Ranch Frisco TX 03/2019 09/2021
Lowe'S Frisco TX 02/2019 04/2019
Primerica Financial Services Dallas TX 06/2018 01/2019
Ranstad Usa Dallas TX 02/2018 05/2018
Reynolds & Reynolds Dallas TX 03/2015 03/2018
Simmers Enterprises Frisco TX 06/2018 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mckinney TX 04/2022 Present
Chuys Texmex Frisco TX 09/2021 02/2022
Global Payments Heartland Dallas TX 07/2018 08/2018
Preston Road Dallas TX 03/2019 02/2021
Bank Of America, N.A. Mckinney TX 05/2022 Present
  • 04/2019 → 04/2022
    Massmutual Life Insurance Co
    Dallas, TX
  • 08/2019 → 04/2022
    Dallas, TX
  • 03/2019 → 09/2021
    La Hacienda Ranch
    Frisco, TX
  • 02/2019 → 04/2019
    Lowe'S
    Frisco, TX
  • 06/2018 → 01/2019
    Primerica Financial Services
    Dallas, TX
  • 02/2018 → 05/2018
    Ranstad Usa
    Dallas, TX
  • 03/2015 → 03/2018
    Reynolds & Reynolds
    Dallas, TX
  • 06/2018 → Present
    Simmers Enterprises
    Frisco, TX
  • 04/2022 → Present
    Mckinney, TX
  • 09/2021 → 02/2022
    Chuys Texmex
    Frisco, TX
  • 07/2018 → 08/2018
    Global Payments Heartland
    Dallas, TX
  • 03/2019 → 02/2021
    Preston Road
    Dallas, TX
  • 05/2022 → Present
    Bank Of America, N.A.
    Mckinney, TX
Previous Registrations
Other Businesses

I*1061272 For profit or not for profit: Entity For Profit Name of outside business organization: MassMutual - Vested Insurance Renewals - Non Active Contract Investment related: N Address of business: Springfield, Massachusetts Nature of business: ["Private Limited Company"] Position, title, association: ["Other"], Start date of relationship: 11/4/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: No Active Role, No Activities. Potential Commissions and or compensation, maybe from vested policies that were previously sold.. I*1061275 For profit or not for profit: Entity For Profit Name of outside business organization: Simmers Enterprises Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 12/8/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Open LLC from former business activity, that activity is no longer active under this LLC, however for tax purposes John Wanted to retain the llc being opened. I*1901271 Entity Type, Name of OBA: PuppyPals Co. Address: AnnaTexas75409 Investment Related: No Position, Title, Association: General Partner/Managing Member,Owner,Consultant/Independent Contractor Employee Start Date: 06/28/2024 No Hours: 1 No Hours during trading: 0 Duties: Apparel and bracelet retail store that I set up with my daughter as a fun activity and hobby/ learning experience for her. The goal of this activity is to promote and sell dog theme clothing items, and swag gear to then assist dogs at shelters by giving back some of the proceeds from this activity

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-30
  • S66 Uniform Combined State Law Examination
    2020-06-30

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