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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-03
NY RA APPROVED 2022-05-25
  • TX RA
    APPROVED
    Since 2022-06-03
  • NY RA
    APPROVED
    Since 2022-05-25

Branch Locations

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Loyola University Maryland Baltimore MD 09/2014 05/2018
Frank Recruitment Group New York NY 06/2018 07/2018
Morgan Stanley & Co., Llc New York NY 08/2018 Present
Morgan Stanley Smith Barney Llc New York NY 05/2022 Present
  • 09/2014 → 05/2018
    Loyola University Maryland
    Baltimore, MD
  • 06/2018 → 07/2018
    Frank Recruitment Group
    New York, NY
  • 08/2018 → Present
    Morgan Stanley & Co., Llc
    New York, NY
  • 05/2022 → Present
    Morgan Stanley Smith Barney Llc
    New York, NY
Other Businesses

Bungalow Bar and Restaurant, non investment related, 377 Beach 92nd St, Rockaway Beach, NY 11693, employee, Bartending. Employee since 2014, I bartend on Sundays in the Summer for approximately 8 hours. I spend no time on this business during the winter months or during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-23
Other Names
  • Sean Rivera
  • Sean E Rivera

View on SEC IAPD

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