Cory Grant Wachowiz

Dawson James Asset Management, Inc.

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Current Employers

Dawson James Asset Management, Inc.

2700 N. Military Trail Suite 100, Boca Raton, FL 33431 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-01-08

FL RA
APPROVED

Since 2021-01-08

Branch Locations

2700 N. Military Trail Suite 100, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dawson James Securities	Boca Raton	FL	07/2018	Present
University Of Central Florida	Orlando	FL	05/2015	Present

07/2018 → Present

Dawson James Securities

Boca Raton, FL
05/2015 → Present

University Of Central Florida

Orlando, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-27

S66 Uniform Combined State Law Examination

2019-08-27

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.

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Other Investors

THOMAS JETHRO DARDEN

Nancy JoeAnn Tush

BARBARA BLOOM VARGAS

JEFFREY MARK EAGLE

ELIZABETH V BRUNO

GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL

AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL

HIGHTOWER ADVISORS, LLC · Boca Raton, FL

ISAM FUNDS (USA) LLC · BOCA RATON, FL

J.P. MORGAN SECURITIES LLC · Boca Raton, FL

FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

J.P. MORGAN SECURITIES LLC · Boca Raton, FL

FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

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