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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-17
NV RA APPROVED 2018-11-27
  • TX RA
    APPROVED
    Since 2019-01-17
  • NV RA
    APPROVED
    Since 2018-11-27

Branch Locations

4840 W Cactus Ave, Las Vegas, NV 89141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 02/2014 Present
Bank Of America, N.A. Las Vegas NV 02/2014 Present
Other Businesses

I*132682 For profit or not for profit: For-Profit Organization Name of outside business organization: Alexa O'Hollaren Investment related: N Address of business: henderson, Nevada 89011 Nature of business: Sole Proprietorship Position, title, association: , Start date of relationship: 9/1/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: start selling my art and some misc items I have on etsy/ebay/offerup and may create my own small website to sell the items. Potentially drop shipping. Only will sell items occasionally as I make them. May make socials like youtube/IG ETSY SHOP NAME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-02
  • S66 Uniform Combined State Law Examination
    2018-11-02
Other Names
  • Alexa O'HOllaren
  • Alexa Ohollaren
  • Alexa Noel O'HOllaren

View on SEC IAPD

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