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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-11-10 |
Branch Locations
3200 Southwest Freeway Suite 1900, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Houston | TX | 03/2005 | Present |
| Nylife Securities | Huston | TX | 06/2006 | Present |
| Eagle Strategies Llc | Houston | TX | 11/2014 | Present |
| Kaivani Wealth Strategies, Llc | Houston | TX | 07/2017 | Present |
[INSURANCE BROKERING: APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS.] [OPERATING UNDER THE DBA NAME OF KAIVANI WEALTH STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; HOUSTON, TX; START DATE: 07/2017] [NYLARC Private Placement; As a NYL Agent I am given stock options for a private placement offering though NYLARC; 3200 Southwest Freeway Suite 1900 Houston TX 77027; Start Date 07/2018; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-23 |
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