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James William Werner

Mercer Global Advisors Inc.

Denver, CO

New York, NY

CRD 6993913

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-28
TX RA APPROVED_RES 2023-08-24
NY RA APPROVED 2022-09-13
CO RA APPROVED 2018-12-04
  • FL RA
    APPROVED
    Since 2025-04-28
  • TX RA
    APPROVED_RES
    Since 2023-08-24
  • NY RA
    APPROVED
    Since 2022-09-13
  • CO RA
    APPROVED
    Since 2018-12-04

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

122 East 42Nd Street, Suite 2850 The Chanin Building, New York, NY 10168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. New York NY 07/2018 12/2018
Student Smithfield RI 06/2008 05/2018
Mercer Global Advisors Inc. New York NY 12/2018 09/2019
Mercer Global Advisors Inc. New York NY 09/2019 09/2021
Mercer Global Advisors Inc. New York NY 09/2021 03/2024
Mercer Global Advisors Inc. New York NY 03/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-04
  • S65 Uniform Investment Adviser Law Examination
    2018-12-04

View on SEC IAPD

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