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Shannon Lori Loewenberg

Wedbush Securities Inc.

Pasadena, CA

La Jolla, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-21
  • CA RA
    APPROVED
    Since 2023-09-21

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

1200 Prospect Street, Suite 300, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade San Diego CA 09/2018 02/2020
Nordstrom San Diego CA 10/2014 07/2018
San Diego State University San Diego CA 08/2014 05/2018
Full Time Education San Diego CA 08/2008 05/2018
Morgan Stanley Santa Fe CA 04/2020 01/2023
Commonwealth Financial Network San Diego CA 01/2023 09/2023
Wedbush Securities Los Angeles CA 09/2023 Present
  • 09/2018 → 02/2020
    Td Ameritrade
    San Diego, CA
  • 10/2014 → 07/2018
    Nordstrom
    San Diego, CA
  • 08/2014 → 05/2018
    San Diego State University
    San Diego, CA
  • 08/2008 → 05/2018
    Full Time Education
    San Diego, CA
  • 04/2020 → 01/2023
    Morgan Stanley
    Santa Fe, CA
  • 01/2023 → 09/2023
    Commonwealth Financial Network
    San Diego, CA
  • 09/2023 → Present
    Wedbush Securities
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-17
S63 Uniform Securities Agent State Law Examination 2018-10-31
  • S66 Uniform Combined State Law Examination
    2020-06-17
  • S63 Uniform Securities Agent State Law Examination
    2018-10-31
Other Names
  • Shannon Lori Alling

View on SEC IAPD

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CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
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