Catherine Baron

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-06-18
TX	RA	APPROVED	2026-06-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
University Of Mississippi	Oxford	MS	08/2014	05/2018
Ronald Mcdonald House Charities	Gainesville	FL	06/2017	08/2017
Kilwins	Winston-Salem	NC	06/2018	07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Nashville	TN	03/2022	06/2026
Wiley Bros.-Aintree Capital, Llc	Nashville	TN	08/2018	12/2020
Adp	Nashville	TN	01/2021	09/2021
Us Bank	Nashville	TN	09/2021	02/2022
Ubs Financial Services Inc.	Nashville	TN	06/2026	Present

08/2014 → 05/2018

University Of Mississippi

Oxford, MS
06/2017 → 08/2017

Ronald Mcdonald House Charities

Gainesville, FL
06/2018 → 07/2018

Kilwins

Winston-Salem, NC
03/2022 → 06/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashville, TN
08/2018 → 12/2020

Wiley Bros.-Aintree Capital, Llc

Nashville, TN
01/2021 → 09/2021

Adp

Nashville, TN
09/2021 → 02/2022

Us Bank

Nashville, TN
06/2026 → Present

Ubs Financial Services Inc.

Nashville , TN

2022-04-06 → 2026-06-23

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Nashville, TN
2018-10-24 → 2021-01-25

&Partners

Nashville, TN

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-19

Other Firms