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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-05
KS RA APPROVED 2021-04-21
  • TX RA
    APPROVED_RES
    Since 2021-05-05
  • KS RA
    APPROVED
    Since 2021-04-21

Branch Locations

555 Poyntz Avenue Suite 280, Manhattan, KS 66502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Manhattan KS 03/2005 04/2021
Diane Freeby Manhattan KS 02/2011 Present
Raymond James Financial Services Advisors, Inc. Manhattan KS 04/2021 Present
Raymond James Financial Services, Inc. Manhattan KS 04/2021 Present
  • 03/2005 → 04/2021
    Waddell & Reed, Inc.
    Manhattan, KS
  • 02/2011 → Present
    Diane Freeby
    Manhattan, KS
  • 04/2021 → Present
    Manhattan, KS
  • 04/2021 → Present
    Raymond James Financial Services, Inc.
    Manhattan, KS
Previous Registrations
  • 2005-08-04 → 2021-04-22
    Waddell & Reed
    Salina, KS
    Manhattan, KS
    Manhattan, KS
    Edmond, OK
    Manhattan, KS
Other Businesses

(1)Name of Business: Association of Financial Educators Address: 555 Poyntz Ave Ste 280, Manhattan, KS, 66502-0107, United States Activity Type: Professor/Teacher Position/Title: Investment Related: Yes Start Date: 09/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Beyond Wealth Advisors Address: 555 Poyntz Ave Ste 280, Manhattan, KS, 66502-0107, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/21/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: none (3)Name of Business: Critical Thinking LLC Address: 555 Poyntz Ave Ste 280, Manhattan, KS, 66502-0107, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-02
S63 Uniform Securities Agent State Law Examination 2005-06-08
  • S65 Uniform Investment Adviser Law Examination
    2005-08-02
  • S63 Uniform Securities Agent State Law Examination
    2005-06-08
Other Names
  • Mat Bishop
  • Mathew Bishop

View on SEC IAPD

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