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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-05 |
| KS | RA | APPROVED | 2021-04-21 |
Branch Locations
555 Poyntz Avenue Suite 280, Manhattan, KS 66502 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Manhattan | KS | 03/2005 | 04/2021 |
| Diane Freeby | Manhattan | KS | 02/2011 | Present |
| Raymond James Financial Services Advisors, Inc. | Manhattan | KS | 04/2021 | Present |
| Raymond James Financial Services, Inc. | Manhattan | KS | 04/2021 | Present |
(1)Name of Business: Association of Financial Educators Address: 555 Poyntz Ave Ste 280, Manhattan, KS, 66502-0107, United States Activity Type: Professor/Teacher Position/Title: Investment Related: Yes Start Date: 09/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2)Name of Business: Beyond Wealth Advisors Address: 555 Poyntz Ave Ste 280, Manhattan, KS, 66502-0107, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/21/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: none (3)Name of Business: Critical Thinking LLC Address: 555 Poyntz Ave Ste 280, Manhattan, KS, 66502-0107, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-08 |
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