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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-02-17
  • IA RA
    APPROVED
    Since 2025-02-17

Branch Locations

6701 Westown Pkwy Ste 200, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company West Des Moines IA 07/2018 08/2024
Principal Securities Inc West Des Moines IA 07/2018 08/2024
The College Of St Scholastica Duluth MN 07/2017 07/2018
Gilbert Community School Gilbert IA 07/2012 07/2017
Ameriprise Financial Services, Llc West Des Moines IA 08/2024 02/2025
Principal Securities, Inc. West Des Moines IA 02/2025 Present
Principal Life Insurance Company West Des Moines IA 02/2025 Present
  • 07/2018 → 08/2024
    Principal Life Insurance Company
    West Des Moines, IA
  • 07/2018 → 08/2024
    West Des Moines, IA
  • 07/2017 → 07/2018
    The College Of St Scholastica
    Duluth, MN
  • 07/2012 → 07/2017
    Gilbert Community School
    Gilbert, IA
  • 08/2024 → 02/2025
    West Des Moines, IA
  • 02/2025 → Present
    West Des Moines, IA
  • 02/2025 → Present
    Principal Life Insurance Company
    West Des Moines, IA
Previous Registrations
Other Businesses

FIXED INSURANCE POSITION: Registered Rep NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 03/07/2025 ADDRESS: 6701 Westown Pkwy Ste 200, West Des Moines IA 50266, United States DESCRIPTION: Fixed Insurance: Life, Disability, Annuities, Long Term Care, Health, Medicare Supplements, Group Benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-28
  • S66 Uniform Combined State Law Examination
    2018-11-28
Other Names
  • Spencer W. Gardner
  • Spencer Gardner

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