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Nicole Claire Nee

Foster Group, Inc.

West Des Moines, IA

CRD 6991977

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Employer firm

Foster Group, Inc. CRD 107148

$4.78B regulatory AUM 9 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Foster Group, Inc.

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-11-07
  • IA RA
    APPROVED
    Since 2019-11-07

Branch Locations

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foster Group, Inc. West Des Moines IA 09/2017 04/2025
Lmc Insurance & Risk Management West Des Moines IA 09/2012 09/2017
Foster Group, Inc. West Des Moines IA 04/2025 12/2025
Foster Group, Inc. West Des Moines IA 01/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-07
  • S65 Uniform Investment Adviser Law Examination
    2019-11-07

View on SEC IAPD

Nearby Firms

PRINCIPAL SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
KSA PARTNERS, LLC

Nearby Investors

DANIEL ALEXANDER ALLEN
JENNIE JEAN HENRY
PATRICK JOSEPH BYRNE

Nearby Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

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