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Nicole Claire Nee

Foster Group, Inc.

West Des Moines, IA

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Current Employers
Foster Group, Inc.

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-11-07
  • IA RA
    APPROVED
    Since 2019-11-07

Branch Locations

6601 Westown Parkway Suite 100, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foster Group, Inc. West Des Moines IA 09/2017 04/2025
Lmc Insurance & Risk Management West Des Moines IA 09/2012 09/2017
Foster Group, Inc. West Des Moines IA 04/2025 12/2025
Foster Group, Inc. West Des Moines IA 01/2026 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-07
  • S65 Uniform Investment Adviser Law Examination
    2019-11-07

View on SEC IAPD

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Other Offices

PRINCIPAL SECURITIES, INC. · West Des Moines, IA
COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA
PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA
KSA PARTNERS, LLC · WEST DES MOINES, IA
LPL FINANCIAL LLC · WEST DES MOINES, IA
ARETE WEALTH ADVISORS, LLC · WEST DES MOINES, IA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WEST DES MOINES, IA
PARK AVENUE SECURITIES LLC · West Des Moines, IA

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