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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-16 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas A&M University | College Station | TX | 07/2014 | 05/2018 |
| Prowealth One | Houston | TX | 05/2017 | 09/2017 |
| Unemployed | Katy | TX | 05/2018 | 07/2018 |
| Axa Advisors, Llc | Austin | TX | 07/2018 | 03/2020 |
| Mass Mutual Life Insurance Company | Houston | TX | 03/2020 | 11/2021 |
| Mml Investors Services, Llc | Houston | TX | 04/2020 | 11/2021 |
| Comerica Securities, Inc. | Houston | TX | 11/2021 | 08/2023 |
| Ameriprise Financial Services, Llc | Houston | TX | 08/2023 | 07/2026 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-03 |
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