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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 11/2017 | 12/2022 |
| Emerson Drive Touring Llc. | Nashville | TN | 09/1996 | Present |
| Mwa Financial Services Inc | Rock Island | IL | 08/2018 | 12/2022 |
| Lpl Financial Llc | Lewiston | ME | 12/2022 | Present |
1)12/2022- Emerson Drive Touring LLC- President/ Lead singer - non-inv related- Nashville TN - start date 9/19/19966- 4hrs/mth 2) 12/2022- Twin City Financial Group- DBA for LPL Business (entity for LPL business)- inv. related - Lewiston, ME 3) 12/2022- Bradley Mates-Non-Variable Insurance- Agent selling LIFE, HEALTH, LONG TERM CARE, and FIXED ANNUITIES- inv. related- Lewiston, ME- start date 12/2022 4) 01/12/2023 - Band & Crew Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/01/2023 - 180 Hours Per Month/180 Hours During Securities Trading. 5) 04/07/2025 - Band & Crew Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 04/07/2025 - 180 Hrs/Mth -180 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-13 |
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