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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-29
IA RA APPROVED 2018-10-08
  • TX RA
    APPROVED
    Since 2020-04-29
  • IA RA
    APPROVED
    Since 2018-10-08

Branch Locations

588 Boyson Rd Ne Unit A Ste 120, Cedar Rapids, IA 52402-7350 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2018 Present
Transamerica Cedar Rapids IA 05/2008 08/2018
  • 08/2018 → Present
    St Louis, MO
  • 05/2008 → 08/2018
    Transamerica
    Cedar Rapids, IA
Other Businesses

Paramount Creek LLC Type of business: real estate partnership Marion, IA Start date: 5/1/2015 Partner Hours per week: 0 Hours during trading: 0 Desc: Partner with some neighbors in purchasing real estate. We have sold our last property Cedar Rapids School District Type of business: Coaching Cedar Rapids, IA Start date: 3/15/2021 Washington Tennis Coach Hours per week: 6 Hours during trading: 0 Coach high school boys tennis

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-05
  • S66 Uniform Combined State Law Examination
    2018-10-05
Other Names
  • Thomas Robert Neff

View on SEC IAPD

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