Best Investors Account Sign in
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2022-04-01
TX RA APPROVED 2022-03-29
WA RA APPROVED 2022-02-22
  • VI RA
    APPROVED
    Since 2022-04-01
  • TX RA
    APPROVED
    Since 2022-03-29
  • WA RA
    APPROVED
    Since 2022-02-22

Branch Locations

601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Spokane WA 09/2021 Present
Cliffton Larson Allen Spokane WA 06/2018 07/2018
Moss Adams Llp Spokane WA 01/2019 09/2021
Unemployed Cheney WA 01/2011 06/2018
Unemployed Spokane WA 08/2018 01/2019
  • 09/2021 → Present
    Spokane, WA
  • 06/2018 → 07/2018
    Cliffton Larson Allen
    Spokane, WA
  • 01/2019 → 09/2021
    Moss Adams Llp
    Spokane, WA
  • 01/2011 → 06/2018
    Unemployed
    Cheney, WA
  • 08/2018 → 01/2019
    Unemployed
    Spokane, WA
Other Businesses

(1) NAME OF ENTITY: Four K's LLC ADDRESS: 5111 S Hogan Lane Spokane, WA 99203 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate - CAPACITY: Partner START DATE: 02/25/19 DUTIES: Silent capital contributor HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: RJK Land/Orchard ADDRESS: Quincy, WA INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family owned Farm CAPACITY: Owner - Passive START DATE: 12/15 DUTIES: Grandfather left me a portion of his share within the family owned farm. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: SWX Commentator ADDRESS: 1201 W Sprague ave Spokane, WA 99201 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Color Commentator for High school football games CAPACITY: Employee START DATE: 0/27/2022 DUTIES: Calling high school football games. HOURS DEVOTED PER MONTH: less than 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25 4) NAME OF ENTITY: Greater Spokane League ADDRESS: PO box 85, Newman Lake, WA 99025 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 09.01.24 CAPACITY: Spokane League DUTIES: Calling high school football games as a color commentator. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Spokane, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor