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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2022-04-01 |
| TX | RA | APPROVED | 2022-03-29 |
| WA | RA | APPROVED | 2022-02-22 |
Branch Locations
601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States
Spokane, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Spokane | WA | 09/2021 | Present |
| Cliffton Larson Allen | Spokane | WA | 06/2018 | 07/2018 |
| Moss Adams Llp | Spokane | WA | 01/2019 | 09/2021 |
| Unemployed | Cheney | WA | 01/2011 | 06/2018 |
| Unemployed | Spokane | WA | 08/2018 | 01/2019 |
(1) NAME OF ENTITY: Four K's LLC ADDRESS: 5111 S Hogan Lane Spokane, WA 99203 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Real Estate - CAPACITY: Partner START DATE: 02/25/19 DUTIES: Silent capital contributor HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 (2) NAME OF ENTITY: RJK Land/Orchard ADDRESS: Quincy, WA INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Family owned Farm CAPACITY: Owner - Passive START DATE: 12/15 DUTIES: Grandfather left me a portion of his share within the family owned farm. HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 3) NAME OF ENTITY: SWX Commentator ADDRESS: 1201 W Sprague ave Spokane, WA 99201 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Color Commentator for High school football games CAPACITY: Employee START DATE: 0/27/2022 DUTIES: Calling high school football games. HOURS DEVOTED PER MONTH: less than 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.25 4) NAME OF ENTITY: Greater Spokane League ADDRESS: PO box 85, Newman Lake, WA 99025 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 09.01.24 CAPACITY: Spokane League DUTIES: Calling high school football games as a color commentator. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-22 |
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