Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-31 |
| TX | RA | APPROVED_RES | 2023-05-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | San Diego | CA | 02/2016 | 10/2021 |
| Wells Fargo Clearing Services Llc | San Diego | CA | 04/2019 | 10/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 05/2022 | Present |
| Unemployed | Chula Vista | CA | 11/2021 | 04/2022 |
| Bank Of America, N.A. | San Diego | CA | 05/2022 | Present |
Name of the other businessRental Property Whether the business is investment-relatedNo Address of the other businessChula Vista Ca Nature of the other businessRental Property Your positionOwner Title, or relationship with the other businessOwner Start date of your relationship06/2017 Approximate number of hours/month you devote to the other business0 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI am the owner of a rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-12 |
Reach out to this advisor