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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-12 |
| UT | RA | APPROVED | 2021-07-21 |
Branch Locations
488 E Winchester St Ste 400, Salt Lake City, UT 84107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Salt Lake City | UT | 08/2011 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Fruit Heights | UT | 08/2011 | Present |
| Cabela'S | Farmington | UT | 12/2019 | Present |
| Lpl Financial Llc | Salt Lake City | UT | 07/2021 | Present |
1- 02/15/2022- Wasatch Front Wealth Advisors- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business)- Start Date - 02/11/2022- 60 Hours Per Month/60 Hours During Securities Trading. 2- 10/17/2023 - Western Front Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 80 Hours Per Month/ During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-12 |
| S63 | Uniform Securities Agent State Law Examination | 2005-05-09 |
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