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Matthew Scott Moser

Wealthspire Advisors

New York, NY

New York, NY

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Current Employers
Wealthspire Advisors

521 Fifth Avenue 15Th Floor, New York, NY 10175 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-17
  • NY RA
    APPROVED
    Since 2023-07-17

Branch Locations

90 Park Avenue Suite 1700, New York, NY 10016 • United States

521 Fifth Avenue, 15Th Floor, New York, NY 10175 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc White Plains NY 06/2018 Present
National 5 And 10 Newark DE 04/2016 06/2018
The Prudential Insurance Company Of America White Plains NY 09/2018 Present
Wealthspire Advisors New York NY 02/2021 Present
  • 06/2018 → Present
    Pruco Securities, Llc
    White Plains, NY
  • 04/2016 → 06/2018
    National 5 And 10
    Newark, DE
  • 09/2018 → Present
    The Prudential Insurance Company Of America
    White Plains, NY
  • 02/2021 → Present
    New York, NY
Other Businesses

I DRIVE WITH UBER WHICH IS A RIDE SHARE COMPANY. POSITION: driver NATURE: Transportation INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 06/18/2018 ADDRESS: 31-00n47th Ave Floor 1, Long Island City NY 11101, United States DESCRIPTION: drive passengers to their destination. I DRIVE WITH LYFT THE RIDE SHARE COMPANY. POSITION: driver NATURE: Transportation INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 10 START DATE: 06/18/2018 ADDRESS: 31-00 47th Ave, Long Island City NY 11101, United States DESCRIPTION: I drive passengers to their destination.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-08-27
  • S63 Uniform Securities Agent State Law Examination
    2018-08-27
Designations

View on SEC IAPD

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