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Miguel Anthony Herrera

Charles Schwab & Co., Inc.

Plano, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-27
  • TX RA
    APPROVED
    Since 2021-04-27

Branch Locations

3310 Dallas Parkway Suite 111, Plano, TX 75093-7709 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Investor Services Irving TX 07/2018 12/2018
Mutual Of Omaha Insurance Company Irving TX 06/2018 12/2018
O'REilly Auto Parts Frisco TX 05/2017 05/2019
The Home Depot Lewisville TX 11/2015 05/2017
9Round Fitness Coppell TX 05/2019 07/2019
Frisco Financial Group Frisco TX 12/2018 04/2019
Horace Mann Companies Springfield IL 08/2019 12/2020
Horace Mann Investors, Inc Springfield IL 08/2019 12/2020
Charles Schwab & Co., Inc. Plano TX 03/2021 Present
  • 07/2018 → 12/2018
    Mutual Of Omaha Investor Services
    Irving, TX
  • 06/2018 → 12/2018
    Mutual Of Omaha Insurance Company
    Irving, TX
  • 05/2017 → 05/2019
    O'REilly Auto Parts
    Frisco, TX
  • 11/2015 → 05/2017
    The Home Depot
    Lewisville, TX
  • 05/2019 → 07/2019
    9Round Fitness
    Coppell, TX
  • 12/2018 → 04/2019
    Frisco Financial Group
    Frisco, TX
  • 08/2019 → 12/2020
    Horace Mann Companies
    Springfield, IL
  • 08/2019 → 12/2020
    Horace Mann Investors, Inc
    Springfield, IL
  • 03/2021 → Present
    Charles Schwab & Co., Inc.
    Plano, TX
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-11-14
S65 Uniform Investment Adviser Law Examination 2018-09-20
  • S63 Uniform Securities Agent State Law Examination
    2019-11-14
  • S65 Uniform Investment Adviser Law Examination
    2018-09-20
Other Names
  • Tony Herrera

View on SEC IAPD

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