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Xavier A Rodriguez

Charles Schwab & Co., Inc.

Garden City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-29
  • NY RA
    APPROVED
    Since 2026-05-29

Branch Locations

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Garden City NY 05/2026 Present
Charles Schwab Bank Garden City NY 05/2026 Present
J.P. Morgan Securities Llc New York NY 06/2021 07/2022
Jp Morgan Chase Bank, N.A. New York NY 06/2021 07/2022
Bny Mellon New York NY 05/2019 06/2021
Lpl Financial Garden City NY 07/2018 12/2018
Jp Morgan Chase Bank, N.A. Howard Beach NY 10/2017 02/2018
Banco Popular Brooklyn NY 12/2016 10/2017
Full Time Education Brooklyn NY 08/2014 12/2017
Unemployed Brooklyn NY 03/2018 06/2018
Unemployed Brooklyn NY 01/2019 04/2019
Morgan Stanley Garden City NY 08/2022 04/2026
  • 05/2026 → Present
    Charles Schwab & Co.,Inc
    Garden City, NY
  • 05/2026 → Present
    Charles Schwab Bank
    Garden City, NY
  • 06/2021 → 07/2022
    J.P. Morgan Securities Llc
    New York, NY
  • 06/2021 → 07/2022
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 05/2019 → 06/2021
    Bny Mellon
    New York, NY
  • 07/2018 → 12/2018
    Lpl Financial
    Garden City, NY
  • 10/2017 → 02/2018
    Jp Morgan Chase Bank, N.A.
    Howard Beach, NY
  • 12/2016 → 10/2017
    Banco Popular
    Brooklyn, NY
  • 08/2014 → 12/2017
    Full Time Education
    Brooklyn, NY
  • 03/2018 → 06/2018
    Unemployed
    Brooklyn, NY
  • 01/2019 → 04/2019
    Unemployed
    Brooklyn, NY
  • 08/2022 → 04/2026
    Morgan Stanley
    Garden City, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-23
S63 Uniform Securities Agent State Law Examination 2020-09-19
  • S65 Uniform Investment Adviser Law Examination
    2021-07-23
  • S63 Uniform Securities Agent State Law Examination
    2020-09-19
Other Names
  • Xavier Antonio Rodriguez
  • Xavier A. Rodriguez
  • Xavier Rodriguez

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
ARKADIOS WEALTH ADVISORS · Garden City, NY
CETERA INVESTMENT ADVISERS LLC · Garden City, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY

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