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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-12-24 |
Branch Locations
2 Pleasure Island Road Suite 2B, Wakefiled, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bentall Kennedy | Boston | MA | 04/2012 | 07/2018 |
| Baystate Financial | Wellesley | MA | 07/2018 | 10/2019 |
| Rocco Insurance And Financial Group | Wakefield | MA | 10/2019 | 09/2023 |
| New York Life Insurance Company | Waltham | MA | 10/2023 | Present |
| Nylife Securities Llc | Waltham | MA | 10/2023 | Present |
| Rocco Insurance & Financial Group | Wakefield | MA | 01/2024 | Present |
| Eagle Strategies Llc | Wakefiled | MA | 12/2024 | Present |
[Notary Public; started 05/2021; 614 Webster Street, Needham MA 02494; no compensation; 1 hour per month, 0 hours during securities trading hours; I notarize documents; non-investment related] [Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 2 Pleasure Island Road, Suite 2B, Wakefield MA 01880; Start Date 11/2025; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Rocco Insurance & Financial Group FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; WAKEFIELD MA; START DATE: 01/2024]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-22 |
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