Best Investors
Account
Sign in
Best Investors
Account
Sign in
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-03-26 |
Branch Locations
2 Pleasure Island Road Suite 2B, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Waltham | MA | 06/2012 | Present |
| New York Life Insurance Company | Waltham | MA | 06/2012 | Present |
| Rocco Insurance And Financial Group | Wakefield | MA | 01/2015 | Present |
| Nylife Securities Llc | Wakefield | MA | 03/2019 | Present |
[OPERATING UNDER THE DBA NAME OF ROCCO INSURANCE AND FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; WAKEFIELD, MA; START DATE: 01/2015] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 2 Pleasure Island Road Suite 2B Wakefield MA 01880; Start Date 10/2015; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [NYLARC Holding Company Inc.; reinsuring the life insurance that i write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-11-21 |
Reach out to this advisor