Best Investors
Account
Sign in
Best Investors
Account
Sign in
301 Edgewater Place Suite 400, Wakefield, MA 01880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-03 |
| MA | RA | APPROVED | 2018-02-06 |
Branch Locations
301 Edgewater Place Suite 400, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates | Newton | MA | 11/2007 | Present |
1. SUSAN BIG POSITION: Other - financial advisor NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2007 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: 1. determine if client has need for life insurance or a fixed rate multi year annuity 2. go to Vive on the Osaic One Hub platform 3. launch Vive on One Hub site 4. input client info 5. review quotes Vive generates 4. discuss companies and quotes with client 6. submit application for company client wants 7. apprise client of next steps 7. monitor progress on Vive 8. if client approved, send paperwork to client 9. submit completed paperwork & client check to Vive 2. FLAGSHIP WEALTH ADVISORS, LLC POSITION: INVESTMENT ADVISORY REPRESENTATIVE NATURE: ADVISORY - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 02/19/2018 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: IAR OF THE FIRM, WEALTH MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-14 |
Reach out to this advisor