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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2009-04-07 |
Branch Locations
Two Pleasure Island Road Suite 2B, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Waltham | MA | 10/2006 | Present |
| Nylife Securities | Waltham | MA | 10/2006 | Present |
| Eagle Strategies Llc | Waltham | MA | 04/2009 | Present |
| Rocco Insurance And Financial Group | Wakefield | MA | 06/2019 | Present |
INVESTMENT ADVISOR AFFILIATED WITH EAGLE STRATEGIES LLC [BCPI INC; OWNERSHIP; 6 MERCHANT ST UNIT 3 SHARON MA,; SHARE HOLDER; DIVIDENDS] [INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 201 JONES ROAD WALTHAM, MA 01451; START DATE 01/2014; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 5 HOURS PER MONTH; 3 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [OPERATING UNDER THE DBA NAME OF ROCCO INSURANCE AND FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; WAKEFIELD, MA; START DATE: 06/2019]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-30 |
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