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Theodore C Davis

Ameriprise Financial Services, LLC

North Haven, CT

Cheshire, CT

CRD 4933181

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-06
NV RA APPROVED 2019-03-21
CT RA APPROVED 2011-08-11
  • TX RA
    APPROVED
    Since 2020-10-06
  • NV RA
    APPROVED
    Since 2019-03-21
  • CT RA
    APPROVED
    Since 2011-08-11

Branch Locations

37 Broadway, North Haven, CT 06473 • United States

Cheshire, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. East Hartford CT 08/2011 03/2022
Ameriprise Financial Services, Llc North Haven CT 03/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-08
S65 Uniform Investment Adviser Law Examination 2004-10-16
  • S66 Uniform Combined State Law Examination
    2008-12-08
  • S65 Uniform Investment Adviser Law Examination
    2004-10-16
Other Names
  • Ted Davis
  • Theodore Charles Davis

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
COMMONWEALTH FINANCIAL NETWORK

Nearby Investors

MICHAEL L BENCIVENGO
KUSUM RAMCHANDANI
MAXWELL EDWARD MCLENNA

Nearby Offices

OSAIC WEALTH, INC. · NORTH HAVEN, CT
CETERA INVESTMENT ADVISERS LLC · NORTH HAVEN, CT
COMMONWEALTH FINANCIAL NETWORK · NORTH HAVEN, CT

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