Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oakley, Inc. | Lehi | UT | 04/2013 | 01/2017 |
| Riverside Country Club | Provo | UT | 08/2014 | 07/2019 |
| Cetera Advisor Networks Llc | Murray | UT | 07/2018 | 06/2019 |
| Utah Valley University | Orem | UT | 05/2009 | 12/2017 |
| John Neuenswander | West John | UT | 10/2018 | 07/2019 |
| Fidelity Brokerage Services Llc | Richmond | VA | 07/2019 | 07/2024 |
| Lpl Financial Llc | Murray | UT | 09/2024 | Present |
1- 10/2024 - Desert Ridge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 160 Hours per Month/ 6 Hours During Trading 2- 10/2024 - Aaron Neuenswander - Real Estate Rental - Investment Related - Richmond, VA - Start Date 08/01/2024 - Non-Variable Insurance - 0 Hours per Month/ During Trading 3) 04/03/2025 - None - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 04/07/2025 - 30 Hrs/Mth - 2 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2019-06-17 |
Reach out to this advisor