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Aaron Val Neuenswander

LPl Financial LLC

Murray, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-10-15
  • UT RA
    APPROVED
    Since 2024-10-15

Branch Locations

181 E 5600 S Ste 100, Murray, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oakley, Inc. Lehi UT 04/2013 01/2017
Riverside Country Club Provo UT 08/2014 07/2019
Cetera Advisor Networks Llc Murray UT 07/2018 06/2019
Utah Valley University Orem UT 05/2009 12/2017
John Neuenswander West John UT 10/2018 07/2019
Fidelity Brokerage Services Llc Richmond VA 07/2019 07/2024
Lpl Financial Llc Murray UT 09/2024 Present
  • 04/2013 → 01/2017
    Oakley, Inc.
    Lehi, UT
  • 08/2014 → 07/2019
    Riverside Country Club
    Provo, UT
  • 07/2018 → 06/2019
    Cetera Advisor Networks Llc
    Murray, UT
  • 05/2009 → 12/2017
    Utah Valley University
    Orem, UT
  • 10/2018 → 07/2019
    John Neuenswander
    West John, UT
  • 07/2019 → 07/2024
    Fidelity Brokerage Services Llc
    Richmond, VA
  • 09/2024 → Present
    Murray, UT
Previous Registrations
  • 2020-07-23 → 2024-07-25
    Fidelity Personal And Workplace Advisors
    Midlothian, VA
Other Businesses

1- 10/2024 - Desert Ridge Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/10/2024 - 160 Hours per Month/ 6 Hours During Trading 2- 10/2024 - Aaron Neuenswander - Real Estate Rental - Investment Related - Richmond, VA - Start Date 08/01/2024 - Non-Variable Insurance - 0 Hours per Month/ During Trading 3) 04/03/2025 - None - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date: 04/07/2025 - 30 Hrs/Mth - 2 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-23
S63 Uniform Securities Agent State Law Examination 2019-06-17
  • S65 Uniform Investment Adviser Law Examination
    2020-06-23
  • S63 Uniform Securities Agent State Law Examination
    2019-06-17
Other Names
  • Aaron Val Neuenswander
  • Aaron Neuenswander

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