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4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2025-01-07 |
Branch Locations
4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | San Diego | CA | 07/2018 | 09/2021 |
| Unemployed | San Diego | CA | 06/2018 | 07/2018 |
| Rock N' Tumble | San Diego | CA | 03/2017 | 06/2018 |
| San Diego State University | San Diego | CA | 08/2016 | 05/2018 |
| City Of San Diego | San Diego | CA | 07/2013 | 06/2018 |
| Commonwealth Financial Network | Waltham | MA | 09/2021 | 12/2024 |
| Sagepoint Financial, Inc. | Phoenix | AZ | 05/2023 | 12/2024 |
| Berthel, Fisher & Company Financial Services, Inc. | Cedar Rapids | IA | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-21 |
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