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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-04-29 |
Branch Locations
8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Cornelius | NC | 09/2018 | 12/2019 |
| Primerica Financial Services | Cornelius | NC | 05/2018 | 07/2019 |
| Symmetry Financial Group | Asheville | NC | 02/2018 | 04/2018 |
| Taylormade Electric | Pineville | NC | 12/2017 | 02/2018 |
| Nightowl Contractors | Charlotte | NC | 09/2017 | 10/2017 |
| Birkdale Golf Club | Hunterville | NC | 08/2017 | 08/2017 |
| Best Impressions Catering | Charlotte | NC | 01/2016 | 08/2017 |
| 131 Main | Cornelius | NC | 12/2018 | 03/2019 |
| Fu Shing | Harrisburg | NC | 04/2019 | 05/2019 |
| Cds Concierge | Charlotte | NC | 05/2019 | 07/2019 |
| Lpl Financial Llc | Fort Mill | SC | 02/2020 | 10/2023 |
| Gohealth | Charlotte | NC | 07/2019 | 12/2019 |
| Cetera Advisors Llc | St Cloud | MN | 02/2024 | 03/2024 |
| Bridge Financial Partners | Fort Mill | SC | 02/2024 | 05/2024 |
| Unemployed | Charlotte | NC | 10/2023 | 02/2024 |
| Unemployed | Charlotte | NC | 12/2019 | 03/2021 |
| Unemployed | Charlotte | NC | 04/2018 | 12/2018 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 05/2024 | 07/2024 |
| Ameriprise Financial Services, Llc | Charlotte | NC | 09/2025 | 04/2026 |
| London Stock Exchange Group | Fort Mill | NC | 07/2024 | 09/2025 |
| Tiaa | Charlotte | NC | 04/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 04/2026 | Present |
Name: Doordash Position: Dasher Nature: Food delivery Investment Related: No Hours: 30 Securities Trading Hours: 0 Start Date: 01/01/2026 Address: 303 2nd St, San Francisco CA 94107, United States Description: Food delivery
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-03 |
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