Best Investors Account Sign in
Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-29
  • NC RA
    APPROVED
    Since 2026-04-29

Branch Locations

Concord, NC • United States

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Cornelius NC 09/2018 12/2019
Primerica Financial Services Cornelius NC 05/2018 07/2019
Symmetry Financial Group Asheville NC 02/2018 04/2018
Taylormade Electric Pineville NC 12/2017 02/2018
Nightowl Contractors Charlotte NC 09/2017 10/2017
Birkdale Golf Club Hunterville NC 08/2017 08/2017
Best Impressions Catering Charlotte NC 01/2016 08/2017
131 Main Cornelius NC 12/2018 03/2019
Fu Shing Harrisburg NC 04/2019 05/2019
Cds Concierge Charlotte NC 05/2019 07/2019
Lpl Financial Llc Fort Mill SC 02/2020 10/2023
Gohealth Charlotte NC 07/2019 12/2019
Cetera Advisors Llc St Cloud MN 02/2024 03/2024
Bridge Financial Partners Fort Mill SC 02/2024 05/2024
Unemployed Charlotte NC 10/2023 02/2024
Unemployed Charlotte NC 12/2019 03/2021
Unemployed Charlotte NC 04/2018 12/2018
Ameriprise Financial Services, Llc Charlotte NC 05/2024 07/2024
Ameriprise Financial Services, Llc Charlotte NC 09/2025 04/2026
London Stock Exchange Group Fort Mill NC 07/2024 09/2025
Tiaa Charlotte NC 04/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 04/2026 Present
  • 09/2018 → 12/2019
    Pfs Investments Inc.
    Cornelius, NC
  • 05/2018 → 07/2019
    Primerica Financial Services
    Cornelius, NC
  • 02/2018 → 04/2018
    Symmetry Financial Group
    Asheville, NC
  • 12/2017 → 02/2018
    Taylormade Electric
    Pineville, NC
  • 09/2017 → 10/2017
    Nightowl Contractors
    Charlotte, NC
  • 08/2017 → 08/2017
    Birkdale Golf Club
    Hunterville, NC
  • 01/2016 → 08/2017
    Best Impressions Catering
    Charlotte, NC
  • 12/2018 → 03/2019
    131 Main
    Cornelius, NC
  • 04/2019 → 05/2019
    Fu Shing
    Harrisburg, NC
  • 05/2019 → 07/2019
    Cds Concierge
    Charlotte, NC
  • 02/2020 → 10/2023
    Lpl Financial Llc
    Fort Mill, SC
  • 07/2019 → 12/2019
    Gohealth
    Charlotte, NC
  • 02/2024 → 03/2024
    Cetera Advisors Llc
    St Cloud, MN
  • 02/2024 → 05/2024
    Bridge Financial Partners
    Fort Mill, SC
  • 10/2023 → 02/2024
    Unemployed
    Charlotte, NC
  • 12/2019 → 03/2021
    Unemployed
    Charlotte, NC
  • 04/2018 → 12/2018
    Unemployed
    Charlotte, NC
  • 05/2024 → 07/2024
    Charlotte, NC
  • 09/2025 → 04/2026
    Charlotte, NC
  • 07/2024 → 09/2025
    London Stock Exchange Group
    Fort Mill, NC
  • 04/2026 → Present
    Tiaa
    Charlotte, NC
  • 04/2026 → Present
    Charlotte, NC
Previous Registrations
Other Businesses

Name: Doordash Position: Dasher Nature: Food delivery Investment Related: No Hours: 30 Securities Trading Hours: 0 Start Date: 01/01/2026 Address: 303 2nd St, San Francisco CA 94107, United States Description: Food delivery

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-10
S63 Uniform Securities Agent State Law Examination 2018-10-03
  • S65 Uniform Investment Adviser Law Examination
    2024-06-10
  • S63 Uniform Securities Agent State Law Examination
    2018-10-03
Other Names
  • Douglas Juda
  • Douglas Alan Juda
  • Douglas A Juda

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Concord, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor