Benedict O. Obaze

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-12-06
TX	RA	APPROVED_RES	2023-12-06

Branch Locations

575 Washington Blvd Floor 9 & 10, Jersey City, NJ 07310 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	07/2018	08/2019
Jmac Concessions	Camden	NJ	05/2018	07/2018
Whitman School Of Management	Syracuse	NY	08/2016	05/2018
Blue Water Capital Management Llc	Syracuse	NY	06/2017	08/2017
Syracuse University	Syracuse	NY	08/2014	05/2018
Sei Investments Distribution Co.	Oaks	PA	09/2019	06/2021
Sei Investments Management Corp.	Oaks	PA	09/2019	06/2021
Alliance Bernstein	New York	NY	06/2021	09/2023
Jpmorgan Chase Bank, Na	Jersey City	NJ	10/2023	Present
Jpmorgan Securities Llc	Jersey City	NJ	10/2023	Present

07/2018 → 08/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
05/2018 → 07/2018

Jmac Concessions

Camden, NJ
08/2016 → 05/2018

Whitman School Of Management

Syracuse, NY
06/2017 → 08/2017

Blue Water Capital Management Llc

Syracuse, NY
08/2014 → 05/2018

Syracuse University

Syracuse, NY
09/2019 → 06/2021

Sei Investments Distribution Co.

Oaks, PA
09/2019 → 06/2021

Sei Investments Management Corp.

Oaks, PA
06/2021 → 09/2023

Alliance Bernstein

New York, NY
10/2023 → Present

Jpmorgan Chase Bank, Na

Jersey City, NJ
10/2023 → Present

Jpmorgan Securities Llc

Jersey City, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-08

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