Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-17
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-03-17
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

25 Independence Boulevard Suite 200, 2Nd Floor, Warren, NJ 07059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Incorporated Roseland NJ 04/2005 03/2017
Mml Investors Services, Llc Warren NJ 03/2017 Present
Massachusetts Mutual Life Insurance Company Warren NJ 07/2016 Present
  • 04/2005 → 03/2017
    Metlife Securities Incorporated
    Roseland, NJ
  • 03/2017 → Present
    Warren, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Warren, NJ
Previous Registrations
  • 2015-03-24 → 2017-03-25
    Msi Financial Services, Inc.
    Roseland, NJ
    Short Hills, NJ
    Roseland, NJ
    Roseland, NJ
Other Businesses

1) Name: Vincent Pace/TVP LLC Inv rel: Y Add: 4 Van Duyne Ct Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 05/2005 No. HR/MO: 25 No. HR/MO during sec trading: 10 Describe duties: Individual Life, Property/Casualty, Health, Group Life, Group Health

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-10
  • S66 Uniform Combined State Law Examination
    2015-03-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Warren, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor