Carter Jonathan Hoss

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-27
AZ	RA	APPROVED	2022-06-24
TX	RA	APPROVED	2022-06-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	08/2019	05/2022
Midfirst Bank	Scottsdale	AZ	05/2019	08/2019
The Shakiba Group/ Ameriprise Financial	Webster	TX	07/2018	12/2018
David Hart	Bartlesville	OK	01/2019	05/2019
Michaels	Encino	CA	06/2017	07/2018
Panda Express	Bartlesville	OK	02/2018	05/2018
Buckle	Bartlesville	OK	03/2017	12/2017
Hillcrest Country Club	Bartlesville	OK	09/2016	03/2017
Oklahoma Wesleyan University	Bartlesville	OK	08/2016	05/2019
Morgan Stanley	New York	NY	06/2022	Present

08/2019 → 05/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
05/2019 → 08/2019

Midfirst Bank

Scottsdale, AZ
07/2018 → 12/2018

The Shakiba Group/ Ameriprise Financial

Webster, TX
01/2019 → 05/2019

David Hart

Bartlesville, OK
06/2017 → 07/2018

Michaels

Encino, CA
02/2018 → 05/2018

Panda Express

Bartlesville, OK
03/2017 → 12/2017

Buckle

Bartlesville, OK
09/2016 → 03/2017

Hillcrest Country Club

Bartlesville, OK
08/2016 → 05/2019

Oklahoma Wesleyan University

Bartlesville, OK
06/2022 → Present

Morgan Stanley

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-02-24

Other Firms